
Details of Service Management arrangements are set out in Part 7 of the Constitution.
This part of the Constitution deals with the division of responsibilities for all the functions of the Council. It is divided into a number of tables:
The Executive can make changes to Tables 4 - 8.
The Audit and Regulatory Committee can make changes to Tables 2 and 5 - 8 if these do not relate to executive functions.
Changes to Table 1, 9 and 10 require Full Council approval.
The Monitoring Officer can make any changes to this scheme consequential to changes in the law, changes in the management structure or ones that will correct any weakness in the scheme.
The Full Council can:
Some of these decisions have been delegated to officers as shown in Tables 5-8.
The Committee’s principal area of responsibility is to oversee the audit and corporate governance functions of the Council It also has a number of other powers and functions. It can appoint a Sub-Committee of three members to deal with urgent and minor matters within the Committee’s terms of reference.
It can deal with and/or make recommendations about any officer delegations as set out in Part 3 of the Constitution and oversee, review, and make any recommendations on, the effectiveness and operation of the Constitution and any of the provisions of it.
It can approve the final accounts and appoint a special panel with full delegated powers to take a decision on a planning application made by the Council where the Development Control Committee is minded to refuse it and it has various function relating to elections, parish/town councils and the making of by-laws. (see below)
It provides independent assurance of the adequacy of the risk management and corporate governance framework (with the exception of Code of Conduct, Ombudsman and Complaints matters which are the responsibility of the Standards Committee) the associated control environment, independent scrutiny of the authority’s financial and non-financial performance to the extent that it affects the authority’s exposure to risk and weakens the control environment, and to oversee the financial reporting process.
TERMS OF REFERENCE
The following functions are all delegated to the Executive Director (Customer Services) except where objections or an appeal against refusal have been received in which case the matter will be referred to the Panel.
The licensing or registration of:
| Matter to be dealt with | Licensing Panel | Officers |
|---|---|---|
| Application for personal licence | Where Police object | No objections |
| Application for personal licence with unspent convictions | All cases | |
| Application for premises licence or club premises certificate | Where relevant representation is made | Where no relevant representation is made |
| Application for provisional statement | Where relevant representation is made | Where no relevant representation is made |
| Application to vary premises licence or club premises certificate | Where relevant representation is made | Where no relevant representation is made |
| Application to vary designated premises supervisor | Where Police objection is made | All other cases |
| Request to be removed as designated premises supervisor | All cases | |
| Application for transfer of premises licence | Where Police objection is made | All other cases |
| Application for interim authorities | Where Police objection is made | All other cases |
| Application to review premises licence/club premises certificate | All cases | |
| Decision on whether a complaint is irrelevant, frivolous, vexatious, etc | All cases | |
| Decision to object when local authority is a consultee and not the relevant authority considering the application | All cases | |
| Determination of a Police objection to a temporary event notice | All cases | |
| Power to issue counter notices in respect of a Temporary Event Notice | All cases |
| Matter to be dealt with | Full Council | Licensing Panel | Officers |
|---|---|---|---|
| Final approval of three year licensing policy | x | ||
| Policy not to permit casinos | x | ||
| Fee setting (when appropriate) | x | ||
| Application for premises licences | Where representations have been received and not withdrawn | Where no representations received/representations have been withdrawn | |
| Application for a variation to a licence | Where representations have been received and not withdrawn | Where no representations received/representations have been withdrawn | |
| Application for a transfer of a licence | Where representations have been received from the Commission | Where no representations received from the Commission | |
| Application for a provisional statement | Where representations have been received and not withdrawn | Where no representations received/representations have been withdrawn | |
| Review of premises licence | x | ||
| Application for club gaming/club machine permits | Where objections have been made (and not withdrawn) | Where no objections made or objections have been withdrawn | |
| Cancellation of club gaming/club machine permits | x | ||
| Applications for other permits | Where the application is for 3 or more gaming machines in alcohol-licensed premises | x | |
| Cancellation of licensed premises gaming machines permits | x | ||
| Consideration of temporary use notice | x | ||
| Decision of give a counter notice to a temporary use notice | x | ||
| Registration and renewal of small society lotteries | x | ||
| Power to remove the right to exempt gaming for 1 or 2 machines | x |
Any other matter involving a regulatory, quasi judicial or licensing function of the Council which by law cannot be the responsibility of the Executive and for which no other provision is made in the Constitution.
Full details of the current composition of the Executive are on the website.
In relation to staffing:
* Chief Officers are officers who report direct to the Head of the Paid Service and whose duties are not in the nature of secretarial, clerical or support services. Deputy Chief Officers are officers who report direct to a Chief Officer, for other than secretarial, clerical or support services.
Note:
With the exception of any of the above next to which an asterisk (*) appears, all the above decisions must be taken within budget unless corresponding savings are clearly identified and the resource implications must not exceed £25,000 if revenue or £50,000 if capital in any event.
Any delegations of less than 6 months duration will not be included in this scheme.
The Executive, collectively, has the power to amend this scheme at any time.
It is the portfolio holder’s responsibility to consult any other member or members of the Executive where the decision to be taken is of a cross-cutting nature.
It is the portfolio holder’s responsibility to consult and take advice from the Chief Executive, Executive Director, Monitoring Officer or Chief Finance Officer as appropriate.
Any member of the Executive may refer any matter delegated to him or her to the Executive for a collective decision. In accordance with Rule 22.3 of the Access to Information Procedure Rules a written record will be kept of all individual Executive Member decisions.
A reference to any legislation shall be deemed to include a reference to any subsequent legislation which may be supplementary to or amend or replace it and to any byelaws, regulations, orders, directions, rules or other legislative instruments made under such legislation.
A reference to any legislation shall be deemed to include a reference to any subsequent legislation which may be supplementary to or amend or replace it and to any byelaws, regulations, orders, directions, rules or other legislative instruments made under such legislation.
A reference to any legislation shall be deemed to include a reference to any subsequent legislation which may be supplementary to or amend or replace it and to any byelaws, regulations, orders, directions, rules or other legislative instruments made under such legislation.
A reference to any legislation shall be deemed to include a reference to any subsequent legislation which may be supplementary to or amend or replace it and to any byelaws, regulations, orders, directions, rules or other legislative instruments made under such legislation.
| Matter to be dealt with | Officer | Panel |
|---|---|---|
| Application for personal licence | No objections | Where Police object |
| Application for personal licence with unspent convictions | All cases | |
| Application for premises licence/club premises certificate | Where no relevant representation is made | Where relevant representation is made |
| Application for provisional statement | Where no relevant representation is made | Where relevant representation is made |
| Application for Minor Variation of premises licence/club certificate | All cases provided is a minor variation according to the DCMS Guidance | |
| Application to vary premises licence/club premises certificate | Where no relevant representation | Where relevant representation is made |
| Application to vary designated premises supervisor | All other cases | Where Police objection is made |
| Request to be removed as designated premises supervisor | All cases | |
| Application for transfer of premises licence | All other cases | Where Police objection is made |
| Application for interim authorities | All other cases | Where Police objection is made |
| Application to review premises licence/club premises certificate | All cases | |
| Decision on whether a complaint is irrelevant, frivolous, vexatious, etc | All cases | |
| Decision to object when local authority is a consultee and not the relevant authority considering the application | All cases | |
| Determination of a Police objection to a temporary event notice | All cases | |
| Power to issue counter notices in respect of a Temporary Event Notice | All cases |
Exercising powers under the Gambling Act 2005, as detailed in the table below:
| Matter to be dealt with | Full Council | Licensing Panel | Officers |
|---|---|---|---|
| Final approval of three year licensing policy | x | ||
| Policy not to permit casinos | x | ||
| Fee setting (when appropriate) | x | ||
| Application for premises licenses | Where representations have been received and not withdrawn | Where no representations received/representations have been withdrawn | |
| Application for a variation to a licence | Where representations have been received and not withdrawn | Where no representations received/representations have been withdrawn | |
| Application for a transfer of a licence | Where representations have been received from the Commission | Where no representations received from the Commission | |
| Application for a provisional statement | Where representations have been received and not withdrawn | Where no representations received/representations have been withdrawn | |
| Review of premises licence | x | ||
| Application for club gaming/club machine permits | Where objections have been made (and not withdrawn) | Where no objections have been made or objections have been withdrawn | |
| Cancellation of club gaming/club machine permits | x | ||
| Applications for other permits | Where the application is for 3 or more gaming machines in alcohol-licensed premises | x | |
| Cancellation of licensed premises gaming machines permits | x | ||
| Consideration of temporary use notice | x | ||
| Decision to give a counter notice to a temporary use notice | x | ||
| Registration and renewal of small society lotteries | x |
| Matter to be dealt with | Licensing Panel | Officer |
|---|---|---|
| First application by any trader for Street Trading Consent in Consent Street | All cases (except for less than 7 days) | Less than 7 days |
| Application for Street Trading Consent in Consent where trader has traded in the same location in the previous 12 months | Where objection by an officer or where there have been complaints in the last 12 months by neighbouring traders or consultees or if a trader has had consent revoked in last 12 months from any site | All other cases |
| Application for Street Trading Consent in Consent Street where trader has not traded from that location in previous 12 months | All cases | |
| First application by any trader for Street Trader Consent in lay-by | All cases unless at officer’s discretion Panel is considered appropriate | |
| Application for Street Trading Consent in lay-by where trader has traded in the same location in the previous 12 months | Where objection by an officer or where there have been complaints in the last 12 months by neighbouring traders or consultees or if trader has had consent revoked in last 12 months from any site | All other cases |
| Application for Street Trading Consent in lay-by where trader has not traded from that location in previous 12 months | Where objection by an officer or where there have been complaints in the last 12 months by neighbouring traders or consultees or if trader has had consent revoked in last 12 months from any site | All other cases |
A reference to any legislation shall be deemed to include a reference to any subsequent legislation which may be supplementary to or amend or replace it and to any byelaws, regulations, orders, directions, rules or other legislative instruments made under such legislation.
Note: any applications recommended for refusal; any application where the applicant is either the Council, a member or an officer of the Council or where there is a conflict of interest will be referred to the relevant HERS Committee.
| 1. Members | 3 Members of the Borough Council 3 Members of Derbyshire County Council 1 Member of English Heritage |
| 2. Terms of Reference | Advising the Executive on all matters relating to the Crescent, Natural Baths and Pump Room |
| 3. Delegated Powers | None |
| 1. Members | 7 non-Executive Members of the Borough Council 5 Trade Union representatives |
| 2. Terms of Reference |
|
| 3. Delegated Powers | None - reports to Corporate Select Committee |
| 1. Members | 6 Members of the Borough Council 6 Members of the District Council |
| 2. Terms of Reference |
|
| 3. Delegated Powers | The Committee has no executive decision making power. |
| 1. Members | One member of each Constituent Authority:
|
| 2. Terms of Reference |
|
| 3. Delegated Powers | Chairman and Vice Chairman to approve urgent expenditure of up to £20,000 |
| 1. Members | 6 Members of the Borough Council 6 Members of the District Council |
| 2. Terms of Reference |
|
| 3. Delegated Powers | None – reports to the Executive |
Significant partnerships are those, which largely meet the criteria as defined in the Council’s Partnership Protocol/Policy.
Significant partnerships have been identified by the Council’s Select Committees, using the above criteria.
The Partnership Register is available for inspection on the Council’s intranet and website.
The performance of the Council’s significant partnerships is reviewed annually by the Council’s Select Committees.
| Officer | Position | Legislation |
|---|---|---|
| CHIEF EXECUTIVE | ||
| Head of the Council’s Paid Services | S.4 Local Government and Housing Act, 1989 | |
| Receipt from Returning Officer of the names of persons elected to the Council | Local Elections (Principal Areas) Rules 1986 Rule 44 | |
| Receipt from Returning Officer of Election documents | Rule 46 | |
| Retention of Election documents and making them available for public inspection | Rule 47 and 48 | |
| Any proper officer function not dealt with elsewhere for the purposes of any statutory provision, whether existing or future, in respect of which no express proper officer appointment has for the time being been made | ||
| Elections | Returning Officer for the election of Borough and Parish Councillors | S.35 Representation of the People Act, 1983 |
| EXECUTIVE DIRECTOR & MONITORING OFFICER | ||
| Elections | To be Acting Returning Officer for the conduct of Parliamentary Elections | Section 28 |
| Proper Officer | S.89 Local Government Act 1972 (Notice of Casual Vacancy) | |
| Receipt of Notice from a Parish/Town Council that a casual vacancy exists. Calculating the time within which a request for an election shall be made by 10 local electors. Receiving notice from electors that an election is required | Local Elections (Parish and Communities) Rules 1986 Rule 8 | |
| Declaration as to election expenses to be made in the presence of | RPA 1983 section 82(2) | |
| Proper Officer | S.83 and 84 Local Government Act, 1972 (receipt of Declaration of Acceptance of Office and Resignation from office) | |
| Electoral Registration | Electoral Registration Officer | Sections 8 and 52 RPA 1983 |
| To publish the verification number of local government electors for the purposes of petitions | Regulation 4 Local Authorities (Referendums)(Petitions and Directions)(England) Regulations 2000 as amended | |
| To determine the validity of petitions | Regulation 7 | |
| All other matters under these Regulations | ||
| Proper Officer, where so construed to any reference in legislation to Town Clerk or Clerk of a Council | All legislation prior to 1 April 1972 | |
| Meetings, Proceedings and Access to Information | ||
| Proper Officer | S.88 Local Government Act, 1972 (Convening a meeting for election of Mayor/Chairman) | |
| Proper Officer | S.99 Local Government Act, 1972 and Schedule 12 (Meetings and Proceedings signature of Summons, receipt of notices of address to which summons to be sent etc) | |
| To keep the roll of honorary freemen of the Borough | Section 248 LGA 1972 | |
| Proper Officer | Part VA section 100 Local Government Act, 1972 (Access to Information) | |
| Proper Officer | Local Authorities (Access to Information)(England) Regulations 2000 and any amendments | |
| Signing Certifying and Depositing Documents | ||
| Proper Officer | Local Government (Miscellaneous Provisions) Act 1976 section 41 Certification of copy resolutions, minutes and other documents | |
| Proper Officer | Sections 234, 229, 236, 238, 225 and 204 Local Government Act 1972 authentication of documents, certification of byelaws, deposit of documents, receipt of notices of applications for justices’ licences | |
| Proper Officer | S.41 Local Government (Miscellaneous Provisions) Act 1976 (Authentication of Documents) | |
| Proper Officer | S.93 Building Act 1984 (Authentication of Documents etc) | |
| Charities | ||
| Appointment as a Parish trustee | Section 13(3) LGA 1972 | |
| Proper Officer | S.210 Local Government Act, 1972 (Charities) | |
| Political Groups | ||
| Proper Officer | S.19 Local Government and Housing Act, 1989 | |
| Proper Officer | Local Government (Committees and Political Groups) Regulations 1990 receipt of notices from political groups on the Council | |
| General | ||
| Proper Officer | Local Authorities (Members’ Allowances) Regulations 2003 Receipt of notice that a member wishes to forgo their allowance | |
| Proper Officer | Local Authorities (Standing Orders) (England) Regulations 2001, appointment of Senior Officers | |
| Proper Officer | Section 30(5) Local Government Act 1974 give notice that copies of Ombudsman reports are available | |
| Person designated | Sections 28,29 and 30 of the Regulation of Investigatory Powers Act 2000 | |
| Reserve Proper Officer after the Chief Executive for all proper officer functions not otherwise expressly designated | ||
| Proper Officer | Data Protection Act 1998 | |
| Proper Officer | Freedom of Information Act | |
| Regulatory | ||
| Proper Officer in relation to any reference to Health Inspector or Public Health Inspector | All legislation prior to 1 April, 1972 | |
| Authorised Person | Public Health Act, 1936 | |
| Authorised Officer | Caravan Sites and Control of Development Act, 1960 | |
| Authorised Officer | S.88 Environmental Protection Act, 1990 (Power to serve fixed penalty notices) | |
| Authorised Person | S.20 Local Government (Miscellaneous Provisions) Act, 1976 | |
| Authorised Officer | Part 1 and Schedule 1 Local Government (Miscellaneous Provisions) Act, 1976 | |
| Authorised Officer | Hypnotism Act, 1952 | |
| Authorised Officer | S.5 Cinematography (Amendment) Act, 1982 | |
| Authorised Officer | Food Safety Act, 1990 | |
| Authorised Officer | S.20 Slaughterhouses Act, 1974 | |
| Appointed Officer | S.42 Slaughterhouses Act, 1974 | |
| Person Designated | Water Industry Act, 1991 | |
| Authorised Officer | Meat Products (Hygiene) Regulations 1994 | |
| Authorised Officer | Dairy Products (Hygiene) Regulations 1995 | |
| Inspector | Bovine & Bovine Products (Despatch etc) Regulations 1997 | |
| Authorised Officer | Beef Bones Regulations 1997 | |
| Inspector with power to appoint others for all purposes of the Health & Safety at Work (etc) Act, 1974 and any amendment or Regulations relating to it. | S.19 Health & Safety at Work (etc) Act, 1974 | |
| Inspector with power to appoint others | S.52 Offices, Shops and Railway Premises Act, 1963 | |
| Inspector with power to appoint others | Shops Act, 1950 | |
| Authorised Officer | Local Government (Miscellaneous Provisions) Act, 1982 | |
| A Person Authorised | S.19 Food and Environmental Protection Act, 1985 | |
| Authorised Officer | Public Health (Control of Diseases) Act, 1984 | |
| Authorised Officer | Public Health Act, 1936 | |
| Authorised Officer | Rag, Flock and Other Filling Materials Act, 1951 | |
| Authorised Officer | Caravan Sites and Control of Development Act, 1960 | |
| Authorised Officer | Scrap Metal Dealers Act, 1964 | |
| Inspector | Environmental Protection Act, 1990 | |
| Person Authorised | Control of Pollution Act, 1974 | |
| Authorised Person | S.24 Local Government (Miscellaneous Provisions) Act, 1976 | |
| Authorised Officer | Local Government (Miscellaneous Provisions) Act, 1982 | |
| Inspector | Sunday Trading Act, 1994 | |
| Person Authorised | Prevention of Damage By Pests Act, 1949 Pet Animals Act, 1951 | |
| Authorised Officer | Animal Boarding Establishments Act, 1963 | |
| Authorised Officer | Riding Establishments Acts, 1964 – 1970 | |
| Authorised Officer | Breeding of Dogs Act, 1963 | |
| Inspector | Dangerous Wild Animals Act, 1976 | |
| Inspector | Zoo Licensing Act, 1981 | |
| Authorised Officer | S19 Food and Environment Protection Act, 1985 | |
| Relevant Officer | S.149 Environmental Protection Act, 1990 | |
| Authorised Officer | Dangerous Dogs Act, 1991 | |
| Authorised Officer | Clean Air Act, 1956 | |
| Authorised Person | Control of Pollution Act, 1974 | |
| Authorised Person | Clean Air Act, 1993 | |
| Person designated | Ss 28,29 and 30 Regulation of Investigatory Powers Act 2000 | |
| Authorised Person | Ss.197, 260, 319, 395, 411 and 600 Housing Act, 1985 | |
| Authorised Person | S.97 Local Government and Housing Act, 1989 | |
| Proper Officer | National Assistance Act 1948 (Moving People in need of care) | |
| Authorised Officer | S.8 Refuse Disposal(Amenity) Act 1978 | |
| Proper Officer | S.54 Housing Act, 1985 | |
| Person designated | Ss. 28,29 and 30 Regulation of Investigatory Powers Act 2000 | |
| Authorised person | Section 304(2) Gambling Act 2005 | |
| Authorised person | Section 13(2) Licensing Act 2003 | |
| EXECUTIVE DIRECTOR & CHIEF FINANCE OFFICER | ||
| Officer responsible for the administration of the financial affairs of the Council | S.151 Local Government Act, 1972 | |
| Proper Officer, where so construed in relation to any reference in legislation to Treasurer or Borough Treasurer | All legislation prior to 1 April, 1972 | |
| Proper Officer | S.115 Local Government Act 1972 receipt of money due from officers | |
| Proper Officer | S.146 Local Government Act 1972 declarations and certificates with regard to securities | |
| Proper Officer | Section 228 Local Government Act 1972 To keep accounts open for inspection by any member of the authority | |
| Officer responsible for administration of the Council’s financial affairs | S.6 Local Government and Housing Act 1989 | |
| Proper Officer | Section 7 Rates Act 1984 notice to ratepayers that the rate complies with any maximum set | |
| Proper Officer | Regulation 1 Local Authorities (Stocks and Bonds) Regulations 1974 person appointed to act as registrar | |
| Chief Finance Officer | S.88 (8) Environmental Protection Act, 1990 (Certificates for fixed penalties) | |
| Person designated | Ss. 28,29 and 30 Regulation of Investigatory Powers Act 2000 | |
| HEAD OF HUMAN RESOURCES | ||
| Proper Officer | S.2 Local Government and Housing Act, 1989 to keep a list of Politically Restricted Posts | |
| Proper Officer | The Local Authorities (Standing Orders)(England) Regulations 2001 Appointment and dismissal procedures for certain posts | |
| Person designated | Ss. 28,29 and 30 Regulation of Investigatory Powers Act 2000 | |
| EXECUTIVE DIRECTOR | ||
| Proper Officer in relation to references to Borough Surveyor or Surveyor | All legislation prior to 1 April, 1972 | |
| Authorised Person | Ss. 289, 291, 293, 294 Highways Act, 1980 (maintenance/protection of the highway) | |
| Proper Officer | Section 191 Local Government Act 1972 functions with respect to assistance with marking out of boundaries etc Ordnance Survey Act 1841 | |
| Authorised Person | Land Drainage Act, 1991 | |
| Authorised Person | Local Government (Miscellaneous Provisions) Act, 1976 | |
| Authorised Officer | Building Act 1984 all purposes including authentication of documents, power of entry, drainage, water supply, sanitary accommodation | |
| Authorised Person | Safety of Sports Grounds Act, 1975 and Fire Safety and Safety of Places of Sport Act, 1987 | |
| Authorised Officer | Hedgerows Regulations 1997 (Regulations 12, 13 & 14) | |
| Appointing Officer | Party Wall etc Act 1996 | |
| Proper Officer | Sections 88, 88A and 88B Listed Buildings Act 1990 | |
| Person designated | ss. 28, 29 and 30 Regulation of Investigatory Powers Act 2000 | |
| SPECIALIST IN COMMUNITY MEDICINE | ||
| Proper Officer | Infectious Disease and Food Poisoning Control | |
| Proper Officer | S.47 National Assistance Act, 1948 | |
| Proper Officer | S.11 Public Health (Control of Disease) Act, 1984 (Reporting of Notifiable Diseases) | |
| Proper Officer | S.18 Public Health (Control of Diseases) Act, 1984 (Power to seek information) | |
| Proper Officer | S.20 Public Health (Control of Diseases) Act, 1984 (Power to discontinue work) | |
| Proper Officer | S.31 Public Health (Control of Diseases) Act, 1984 (Disinfection of premises) | |
| Proper Officer | S.36 Public Health (Control of Diseases) Act, 1984 (Medical Examination) | |
| Proper Officer | S.40 Public Health (Control of Diseases) Act, 1984 (Lodging Homes) | |
| Proper Officer | S.43 Public Health (Control of Diseases) Act, 1984 (Persons dying in Hospital) | |