Council Constitution

ACCESS TO INFORMATION RULES

SCOPE

These rules apply to all meetings of the Council, select committees, area committees, the Standards Committee, the Regulatory Committees and public meetings of the Executive (together called meetings).

1. ADDITIONAL RIGHTS TO INFORMATION

These rules do not affect any more specific rights to information contained elsewhere in this Constitution or the law.

2. RIGHTS TO ATTEND MEETINGS

Members of the public may attend all meetings subject only to the exceptions in these rules.

3. NOTICE OF MEETINGS

The Council will give at least five clear days notice of any meetings by posting details of the meeting at the Council Offices, Hayfield Road, Chapel-en-le-Frith, the designated office.

4. ACCESS TO AGENDA AND REPORTS BEFORE THE MEETING

The Council will make copies of the agenda and reports open to the public available for inspection at the designated office at least five clear days before the meeting. If an item is added to the agenda later, the revised agenda will be open to inspection from the time the item was added to the agenda (where reports are prepared after the summons has been sent out, the designated officer shall make each report available to the public as soon as the report is completed and sent to councillors).

5. SUPPLY OF COPIES

The Council will supply copies of:

  1. any agenda and reports which are open to public inspection;
  2. any further statements or particulars necessary to indicate the nature of the items in the agenda; and
  3. (c) if the Monitoring Officer thinks fit, copies of any other documents supplied to councillors in connection with an item;

to any person on payment of a charge for postage and copying.

6. ACCESS TO MINUTES ETC AFTER THE MEETING

The Council will make available copies of the following for six years after a meeting:

  1. Decision Notices, together with reasons, for all meetings of the Executive, excluding any part of the decision when the meeting was not open to the public or which disclose exempt or confidential information;
  2. a summary of any proceedings not open to the public where the Decision Notice open to inspection would not provide a reasonably fair and coherent record;
  3. the agenda for the meeting; and
  4. reports relating to items when the meeting was open to the public.

7. BACKGROUND PAPERS

7.1 List of background papers

The Executive Directors will ensure that each report sets out a list of those documents (called background papers) relating to the subject matter of the report which in his/her opinion:

  1. disclose any facts or matters on which the report or an important part of the report is based; and
  2. which have been relied on to a material extent in preparing the report;

but does not include published works or those which disclose exempt or confidential information (as defined in Rule 10) and in respect of Executive reports, the advice of a political adviser.

7.2 Public inspection of background papers

The Council will make available for public inspection for four years after the date of the meeting one copy of each of the documents on the list of the background papers.

8. SUMMARY OF PUBLIC’S RIGHTS

A written summary of the public’s rights to attend meetings and to inspect and copy documents is contained in the Guide to the Constitution which is available from the Monitoring Officer at the Council Offices, Hayfield Road, Chapel-en-le-Frith, High Peak, SK23 0QJ.

9. EXCLUSION OF ACCESS BY THE PUBLIC TO MEETINGS

9.1 Confidential information – requirement to exclude public

The public must be excluded from meetings whenever it is likely, in view of the nature of the business to be transacted or the nature of the proceedings, that confidential information would be disclosed.

9.2 Exempt information – discretion to exclude public

The public may be excluded from meetings whenever it is likely, in view of the nature of the business to be transacted or the nature of the proceedings, that exempt information would be disclosed.

Where the meeting will determine any persons’ civil rights or obligations, or adversely affect their possessions, Article 6 of the Human Rights Act 1998 establishes a presumption that the meeting will be held in public unless a private hearing is necessary for one of the reasons specified in Article 6.

9.3 Meaning of confidential information

Confidential information means information given to the Council by a Government Department on terms which forbid its public disclosure or information which cannot be publicly disclosed by Court Order.

9.4 Meaning of exempt information

See attached Appendix.

10. EXCLUSION OF ACCESS BY THE PUBLIC TO REPORTS

If the Monitoring Officer thinks fit, the Council may exclude access by the public to reports which, in his or her opinion, relate to items during the discussion of which the meeting is likely not to be open to the public. Such reports will be marked “Not for publication” together with the category of information likely to be disclosed.

11. APPLICATION OF RULES TO THE EXECUTIVE

  1. Rules 13 – 24 apply to the Executive and its sub-groups. If the Executive or any of its sub-groups meet to take a key decision then it must also comply with Rules 1 – 11 unless Rule 15 (general exception) or Rule 16 (special urgency) apply. A key decision is defined in Article 12.4 of this Constitution.

  2. If the Executive or its sub-groups meet to discuss a key decision to be taken collectively, with an officer (other than a political assistant) present, within 28 days of the date according to the forward plan by which it is to be decided, then it must also comply with Rules 1 – 11 unless Rule 15 (general exception) or Rule 16 (special urgency) apply. A key decision is as defined in Article 12.4 of this Constitution. This requirement does not include meetings, whose sole purpose is for officers to brief members.

12. PROCEDURE BEFORE TAKING KEY DECISIONS

Subject to Rule 15 (general exception) and Rule 16 (special urgency), a key decision may not be taken unless:

  1. a notice (called here a forward plan) has been published in connection with the matter in question;
  2. at least 5 clear days have elapsed since the publication of the forward plan; and
  3. where the decision is to be taken at a meeting of the Executive or its sub-groups, notice of the meeting has been given in accordance with Rule 4 (notice of meetings).

13. THE FORWARD PLAN

13.1 Period of forward plan

Forward plans will be prepared by the Leader to cover a period of four months, beginning with the first day of any month. They will be prepared on a monthly basis and subsequent plans will cover a period beginning with the first day of the second month covered in the preceding plan.

13.2 Contents of forward plan

The forward plan will contain matters which the Leader has reason to believe will be the subject of a key decision to be taken by the Executive, a sub-group of the executive, individual members of the Executive, officers, area committees or under joint arrangements in the course of the discharge of an executive function, during the period covered by the plan. It will describe the following particulars in so far as the information is available or might reasonably be obtained:

  1. The matter in respect of which a decision is to be made;
  2. Where the decision taker is an individual, his/her name and title, if any and where the decision taker is a body, its name and details of membership;
  3. The date on which, or the period within which, the decision will be taken;
  4. The identity of the principal groups whom the decision taker proposes to consult before taking the decision;
  5. The means by which any such consultation is proposed to be undertaken;
  6. The steps any person might take who wishes to make representations to the Executive or decision taker about the matter in respect of which the decision is to be made, and the date by which those steps must be taken; and
  7. A list of documents submitted to the decision taker for consideration in relation to the matter.
  8. The forward plan must be published at least 14 days before the start of the period covered. The Monitoring Officer will publish once a year a notice in at least one newspaper circulating in the area, stating:
  9. That key decisions are to be taken on behalf of the Council;
  10. That a forward plan containing particulars of the matters on which decisions are to be taken will be prepared on a monthly basis;
  11. That the plan will contain details of the key decisions to be made for the four month period following its publication;
  12. That each plan will be available for inspection at reasonable hours free of charge at the Council’s offices;
  13. That each plan will contain a list of documents submitted to the decision takers for consideration in relation to the key decisions on the plan;
  14. The address from which, subject to any prohibition or restriction on their disclosure, copies of, or extracts from, any documents listed in the forward plan is available;
  15. That other documents may be submitted to decision takers;
  16. The procedure for requesting details of documents (if any) as they become available;
  17. The dates on each month in the following year on which each forward plan will be published and available to the public at the Council’s offices.
  18. Exempt information need not be included in a forward plan although a summary of the proposed decision should be included. Confidential information cannot be included.

14. GENERAL EXCEPTION

If a matter which is likely to be a key decision has not been included in the forward plan, then subject to Rule 16 (special urgency), the decision may still be taken if:

  1. The decision must be taken by such a date that it is impracticable to defer the decision until it has been included in the next forward plan and until the start of the first month to which the next forward plan relates;
  2. The Monitoring Officer has informed the chair of the relevant select committee, or if there is no such person, each member of that committee by notice in writing of the subject matter about which the decision is to be made;
  3. The Monitoring Officer has made copies of that notice available to the public at the offices of the Council; and
  4. At least 3 clear days have elapsed since the Monitoring Officer complied with (b) and (c).

Where such a decision is taken collectively, it must be taken in public.

15. SPECIAL URGENCY

If by virtue of the date by which a decision must be taken Rule 15 (general exception) cannot be followed, then the decision can only be taken if the decision taker, whether an individual, the Executive or one of its sub-groups, obtains the agreement of the Chairman of the relevant select committee that the taking of the decision cannot be reasonably deferred. If there is no Chairman of a relevant select committee, or if the Chairman of each relevant select committee is unable to act, then the agreement of the Mayor of the Council, or in his/her absence Deputy Mayor will suffice.

16. REPORT TO COUNCIL

16.1 When a Select Committee can require a report

If a Select Committee thinks that a key decision has been taken which was not:

  1. Included in the forward plan; or
  2. The subject of the general exception procedure; or
  3. The subject of an agreement with a relevant select committee Chairman, or the Mayor/Deputy Mayor of the Council under Rule 16:

    The committee may require the Executive to submit a report to the Council within such reasonable time as the committee specifies. The power to require a report rests with the committee, but is also delegated to the Monitoring Officer, who shall require such a report on behalf of the committee when so requested by the Chairman or any 5 members. Alternatively the requirement may be raised by resolution passed at a meeting of the relevant select committee.

16.2 Executive’s report to Council

The Executive will prepare a report for submission to the next available meeting of the Council. However, if the next meeting of the Council is within 7 days of receipt of the written notice, or the resolution of the committee, then the report may be submitted to the meeting after that. The report to Council will set out particulars of the decision, the identity of the decision taker, and, if the Leader is of the opinion that it was not a key decision, the reasons for that opinion.

16.3 Quarterly reports on special urgency decisions

In any event, the Leader will submit reports to the Council on any Executive decisions taken in the circumstances set out in Rule 16 (special urgency) since the last Council meeting. The report will include the number of decisions so taken and a summary of the matters in respect of which those decisions were taken.

17. RECORD OF DECISIONS

After any meeting of the Executive or any of its sub-groups, whether held in public or private, the Monitoring Officer or, where no officer was present, the person presiding at the meeting, will produce a record of every decision taken at that meeting as soon as practicable. The record will include a statement of the reasons for each decision and any alternative options considered and rejected at that meeting.

18. EXECUTIVE MEETINGS RELATING TO MATTERS WHICH ARE NOT KEY DECISIONS

The Executive will decide whether meetings relating to matters which are not key decisions will be held in public or private.

19. NOTICE OF PRIVATE MEETING OF THE EXECUTIVE (IF ANY)

Members of the Executive or its sub-groups will be entitled to receive five clear working days notice of a meeting to which they are summoned, unless the meeting is convened at shorter notice as a matter of urgency.

20. ATTENDANCE AT PRIVATE MEETINGS OF THE EXECUTIVE

Attendance at any private meetings of the Executive will be at the discretion of the Leader of the Council.

21. DECISIONS BY INDIVIDUAL MEMBERS OF THE EXECUTIVE

21.1 Reports intended to be taken into account

Where an individual member of the Executive receives a report which he/she intends to take into account in making any key decision, then he/she will not make the decision until at least 5 clear days after receipt of that report.

21.2 Provision of copies of reports to Select Committees

On giving of such a report to an individual decision maker, the person who prepared the report will give a copy of it to the Chairman of every relevant select committee as soon as reasonably practicable, and make it publicly available at the same time.

21.3 Record of individual decisions

Within five days after an Executive decision has been taken by an individual member of the Executive or a key decision has been taken by an officer, he/she will instruct the proper officer to prepare, a record of the decision, a statement of the reasons for it and any alternative options considered and rejected. The provision of Rules 7 and 8 (inspection of documents after meetings) will also apply to the making of decisions by individual members of the Executive. This does not require the disclosure of exempt or confidential information or advice from a political assistant.

22. SELECT COMMITTEES’ ACCESS TO DOCUMENTS

22.1 Rights to copies

Subject to Rule 23.2 below, a Select Committee (including its sub-committees) will be entitled to copies of any document which is in the possession or control of the Executive or its sub-groups and which contains material relating to:

  1. Any business transacted at a public or private meeting of the Executive or its sub-groups; or
  2. Any decision taken by an individual member of the Executive.

22.2 Limit on rights

A Select Committee will not be entitled to:

  1. Any document that is in draft form;
  2. Any part of a document that contains exempt or confidential information, unless that information is relevant to an action or decision they are reviewing or scrutinising or intend to scrutinise; or
  3. The advice of a political adviser.

23. ADDITIONAL RIGHTS OF ACCESS FOR MEMBERS

23.1 Material relating to previous business

All members will be entitled to inspect any document which is in the possession or under the control of the Executive or its sub-groups and contains material relating to any business previously transacted at a private meeting unless either (a) or (b) below applies:

  1. It contains exempt information falling within paragraphs 1 to 4, 7, 9, 10 and 12 of the categories of exempt information; or
  2. It contains the advice of a political adviser.

23.2 Material relating to key decisions

All members of the Council will be entitled to inspect any document (except those available only in draft form) in the possession or under control of the Executive or its sub-groups which relates to any key decision unless paragraph (a) or (b) above applies.

23.3 Nature of rights

These rights of a member are additional to any other right he/she may have.

24. CONFIDENTIALITY

No member of the Council, nor any co-opted member of any committee or sub-committee shall, without the permission of the Council or the Executive (in respect of executive functions) or the appropriate committee or sub-committee (in respect of functions which are not executive functions) disclose any exempt or confidential matter unless that matter is has been placed in the public domain by the Council, the Executive or the appropriate committee or sub-committee.

APPENDIX

Public interest

There is no legal definition of what the public interest is but the following are some of the relevant considerations.

When applying the public interest test, ask yourself the following questions:

There will be difficult decisions where you will need to decide where the balance lies.

Who Decides?

The report writer initially and they need to be clear about their reasons and include these in the body of the report. It will then be up to whoever considers the report to decide whether they agree. This could be the Executive, a member of the Executive, a committee, sub-committee or panel.

Good Practice

Openness is in the public interest. There is a presumption that all information will be public.

It is not often that the whole of a report is exempt. Where there is exempt information it should be put in a separate schedule to the report so that if a freedom of Information request is received, the exempt material can be easily identified.